Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bethany Elizabeth Ketron | 5813242 | 1 | 02/03/2021 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Douglas Wayne McCulley | 2995728 | 1 | 11/13/2018 | Customer Dispute | Closed-No Action | $322,000.00 | $0.00 | See FINRA Report |