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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
George Franklin Fisher3266677408/11/2011Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
George Franklin Fisher3266677406/29/2011Customer DisputeSettled$0.00$0.00See FINRA Report
George Franklin Fisher3266677405/27/2009Employment Separation After Allegations$0.00$0.00See FINRA Report
George Franklin Fisher3266677403/31/2009Customer DisputeWithdrawn$4,000,000.00$0.00See FINRA Report

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