Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Luke Wholehan | 1213340 | 1 | 11/11/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Lynn Starbuck | 1735768 | 3 | 10/21/1986 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Wayne Schriber | 2816151 | 1 | 03/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Gordon Gassman | 1311332 | 1 | 01/22/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Emil Jerke | 2139755 | 2 | 02/23/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Shockney Burkett | 2057774 | 1 | 06/20/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |