Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Sean Jobin | 4915438 | 4 | 09/14/2020 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Charles Logan McLean | 4351084 | 1 | 09/08/2020 | Customer Dispute | Settled | $191,000.00 | $0.00 | See FINRA Report |
| Jeffery Michael Darwish | 3228029 | 8 | 07/17/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joel M Guerrero | 4634404 | 2 | 01/27/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Mike Moranchel | 5032993 | 2 | 10/25/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Stark | 5237736 | 2 | 08/28/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Michael Darwish | 3228029 | 8 | 08/09/2019 | Customer Dispute | Closed-No Action | $21,066.10 | $0.00 | See FINRA Report |
| Tammy Lynn Solimine | 4127489 | 1 | 08/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Michael Whiting | 1752042 | 4 | 07/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Jed Weldon | 4392091 | 4 | 06/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |