Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 01/05/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/15/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/15/1999 | Customer Dispute | Settled | $197,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/03/1999 | Customer Dispute | Award / Judgment | $25,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/01/1999 | Customer Dispute | Settled | $83,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/01/1999 | Customer Dispute | Settled | $87,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/01/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David Lowell Vickery | 1156835 | 3 | 11/24/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Gerard Terns | 725597 | 2 | 11/11/1999 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/11/1999 | Customer Dispute | Award / Judgment | $65,000.00 | $10,000.00 | See FINRA Report |