Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 08/08/2000 | Customer Dispute | Settled | $257,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 08/03/2000 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 06/12/2000 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| David Michael White | 2316760 | 6 | 06/05/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Page Jay Potter | 3078634 | 2 | 05/24/2000 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 04/14/2000 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/25/2000 | Customer Dispute | Settled | $156,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/11/2000 | Customer Dispute | Settled | $97,900.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 01/28/2000 | Customer Dispute | Settled | $267,000.00 | $0.00 | See FINRA Report |
| Steven James Jagusch | 1264093 | 3 | 01/26/2000 | Customer Dispute | Award / Judgment | $148,173.00 | $62,274.00 | See FINRA Report |