Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Joseph McDonald | 2837629 | 3 | 10/05/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David James Elrod | 4906761 | 1 | 09/28/2021 | Customer Dispute | Settled | $43,257.00 | $0.00 | See FINRA Report |
| William Tolstyka | 2414591 | 1 | 09/08/2021 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Matthew Jed Weldon | 4392091 | 4 | 06/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Peter Kozak | 5949814 | 1 | 03/09/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kyle Sean Jobin | 4915438 | 4 | 12/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel M Guerrero | 4634404 | 2 | 11/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Lynn Bacarella | 2526487 | 2 | 09/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Bacarella | 2526487 | 2 | 09/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph McDonald | 2837629 | 3 | 09/22/2020 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |