Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lynn Maynard McCrum | 1050078 | 3 | 08/26/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerome Stanley Rydell | 408389 | 91 | 07/10/2002 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Roger Michael Ramirez | 2102115 | 2 | 06/21/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Gonzales | 2262764 | 7 | 05/20/2002 | Customer Dispute | Settled | $1,320,540.00 | $0.00 | See FINRA Report |
| Anthony Gonzales | 2262764 | 7 | 05/13/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 04/24/2002 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Christopher Blake Tynes | 1590330 | 3 | 04/23/2002 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Roger Michael Ramirez | 2102115 | 2 | 03/26/2002 | Customer Dispute | Denied | $14,107.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/13/2002 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 01/02/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |