Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brad Michael Kreiner | 866748 | 1 | 04/27/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 04/09/2004 | Customer Dispute | Final | $10,000.00 | $0.00 | See FINRA Report |
| Gregg Mylan Huyck | 2582709 | 2 | 04/07/2004 | Customer Dispute | Settled | $158,868.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 03/11/2004 | Customer Dispute | Denied | $71,132.50 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/10/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Robert Graham Johnson | 1003435 | 2 | 02/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dale John Driggs | 1926129 | 2 | 01/30/2004 | Customer Dispute | Settled | $282,000.00 | $0.00 | See FINRA Report |
| Spiro Voutsaras | 1870353 | 5 | 01/20/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/22/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Neal Tubbs | 2335750 | 1 | 11/12/2003 | Customer Dispute | Denied | $18,304.50 | $0.00 | See FINRA Report |