Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Wayne Randall | 2810219 | 1 | 05/29/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dale John Driggs | 1926129 | 2 | 04/25/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Blake Tynes | 1590330 | 3 | 11/04/2005 | Customer Dispute | Award / Judgment | $1,500,000.00 | $10,850.00 | See FINRA Report |
| Daniel Joseph Detloff | 2011474 | 2 | 06/16/2005 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 03/29/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Detloff | 2011474 | 2 | 03/07/2005 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Leo Herman Lange | 1909936 | 1 | 01/20/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/12/2004 | Customer Dispute | Settled | $119,000.00 | $0.00 | See FINRA Report |
| Charles Dominic Vercellone | 1310964 | 1 | 11/08/2004 | Customer Dispute | Settled | $1,110,000.00 | $0.00 | See FINRA Report |
| Spiro Voutsaras | 1870353 | 5 | 06/01/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |