Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher R Leidal | 4903545 | 1 | 09/17/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven James Jagusch | 1264093 | 3 | 08/28/2009 | Customer Dispute | Settled | $83,445.10 | $0.00 | See FINRA Report |
| Anthony Gonzales | 2262764 | 7 | 08/17/2009 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Craig Randolph Cheney | 872001 | 1 | 06/30/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Leland Todd Proshek | 4016188 | 1 | 05/08/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David Michael White | 2316760 | 6 | 04/03/2009 | Customer Dispute | Denied | $19,859.80 | $0.00 | See FINRA Report |
| David Michael White | 2316760 | 6 | 03/25/2009 | Customer Dispute | Denied | $9,459.00 | $0.00 | See FINRA Report |
| Bonnie Aldea Luternow | 4578330 | 1 | 01/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Kramer | 1715096 | 1 | 02/04/2008 | Customer Dispute | Settled | $333,000.00 | $0.00 | See FINRA Report |
| Timothy John McCormack | 4338396 | 2 | 07/24/2007 | Customer Dispute | Denied | $16,067.00 | $0.00 | See FINRA Report |