Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Shawn Crilley | 1059314 | 1 | 12/20/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick James Welsh | 2605350 | 2 | 10/26/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Quinn Gallegos | 2577904 | 4 | 10/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacob Lee Leadford | 7178149 | 1 | 10/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rakesh Bharti | 4853816 | 1 | 09/10/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Van Washington | 4651656 | 3 | 08/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Spiro Voutsaras | 1870353 | 5 | 04/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter John Olarin | 1053244 | 1 | 02/12/2010 | Customer Dispute | Closed-No Action | $63,000.00 | $0.00 | See FINRA Report |
| William Carl Dyhr | 2083695 | 1 | 02/01/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Mykel Ajani Barnes | 2822474 | 1 | 11/04/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |