Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 10/03/2011 | Customer Dispute | Settled | $4,090,200.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 10/03/2011 | Customer Dispute | Settled | $1,743,500.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 10/03/2011 | Customer Dispute | Settled | $318,625.00 | $0.00 | See FINRA Report |
| Jack Lewis Jones | 3082202 | 1 | 09/20/2011 | Customer Dispute | Denied | $150,470.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 04/28/2011 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Michael James Penn | 2559058 | 2 | 04/07/2011 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Spiro Voutsaras | 1870353 | 5 | 04/06/2011 | Customer Dispute | Denied | $330,000.00 | $0.00 | See FINRA Report |
| Jack Dyarl Mole | 843111 | 1 | 03/24/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Erik Quinn Gallegos | 2577904 | 4 | 03/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerome Stanley Rydell | 408389 | 91 | 03/11/2011 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |