Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard William Leidal | 1215703 | 3 | 05/31/2012 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| David Michael White | 2316760 | 6 | 05/25/2012 | Customer Dispute | Denied | $113,000.00 | $0.00 | See FINRA Report |
| David Bruce Oehmke | 1662573 | 1 | 05/25/2012 | Customer Dispute | Denied | $11,622.40 | $0.00 | See FINRA Report |
| Richard William Leidal | 1215703 | 3 | 05/03/2012 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 04/02/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/02/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/01/2012 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/27/2012 | Customer Dispute | Settled | $1,316,550.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/17/2012 | Customer Dispute | Settled | $502,762.00 | $0.00 | See FINRA Report |
| Rodney Lee Clark | 1928306 | 3 | 02/15/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |