Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Gonzales | 2262764 | 7 | 02/26/2003 | Customer Dispute | Settled | $130,402.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/05/2002 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |
| Richard Albert Poveromo | 2060002 | 1 | 11/08/2002 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/06/2002 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 10/31/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 09/17/2002 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 07/10/2002 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Anthony Gonzales | 2262764 | 7 | 05/20/2002 | Customer Dispute | Settled | $1,320,540.00 | $0.00 | See FINRA Report |
| Anthony Gonzales | 2262764 | 7 | 05/13/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Blake Tynes | 1590330 | 3 | 04/23/2002 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |