Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 04/28/2011 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/11/2011 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Patrick Shawn Crilley | 1059314 | 1 | 12/20/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Carl Dyhr | 2083695 | 1 | 02/01/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Steven James Jagusch | 1264093 | 3 | 08/28/2009 | Customer Dispute | Settled | $83,445.10 | $0.00 | See FINRA Report |
| Anthony Gonzales | 2262764 | 7 | 08/17/2009 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Leland Todd Proshek | 4016188 | 1 | 05/08/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Kramer | 1715096 | 1 | 02/04/2008 | Customer Dispute | Settled | $333,000.00 | $0.00 | See FINRA Report |
| Charles Wayne Randall | 2810219 | 1 | 05/29/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/12/2004 | Customer Dispute | Settled | $119,000.00 | $0.00 | See FINRA Report |