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FINRA Broker Disclosures for Sigma Financial Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.

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Displaying 131-134 out of 134 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter David Glickenhaus1174327107/21/1994Customer DisputeSettled$57,000.00$0.00See FINRA Report
Jerome Stanley Rydell4083899112/30/1993Customer DisputeSettled$0.00$0.00See FINRA Report
Jerome Stanley Rydell4083899111/01/1993Customer DisputeSettled$0.00$0.00See FINRA Report
Eddie Ngo347460101/01/1990Customer DisputeSettled$0.00$0.00See FINRA Report

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