Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 03/13/2002 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 01/02/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Christopher Blake Tynes | 1590330 | 3 | 09/05/2001 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 08/06/2001 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| Dennis Richard Marburger | 720683 | 1 | 03/07/2001 | Customer Dispute | Settled | $205,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/08/2001 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/08/2001 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/06/2001 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 01/16/2001 | Customer Dispute | Settled | $194,912.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 01/09/2001 | Customer Dispute | Settled | $181,000.00 | $0.00 | See FINRA Report |