Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel M Guerrero | 4634404 | 2 | 01/27/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Quincy Jovon Goudeau | 4446099 | 2 | 11/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Eugene Marrs | 2475024 | 5 | 10/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Blake Christ | 2103830 | 2 | 07/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Blake Christ | 2103830 | 2 | 10/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Van Washington | 4651656 | 3 | 04/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erik Quinn Gallegos | 2577904 | 4 | 02/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erik Quinn Gallegos | 2577904 | 4 | 01/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erik Quinn Gallegos | 2577904 | 4 | 03/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erik Quinn Gallegos | 2577904 | 4 | 10/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |