Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Barrella | 1455748 | 3 | 02/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Klepner | 5935889 | 1 | 12/17/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Barrella | 1455748 | 3 | 03/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |