Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Spiro Voutsaras | 1870353 | 5 | 06/01/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lynn Maynard McCrum | 1050078 | 3 | 08/26/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lowell Vickery | 1156835 | 3 | 11/24/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Zelick Kowalsky | 3156212 | 1 | 07/28/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth James Nutt | 1136601 | 1 | 02/12/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gina Renee Tropea | 2508117 | 1 | 07/07/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lowell Vickery | 1156835 | 3 | 02/13/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |