Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David M Schabacker | 2318670 | 5 | 04/24/2002 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Roger Michael Ramirez | 2102115 | 2 | 03/26/2002 | Customer Dispute | Denied | $14,107.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 04/24/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Kevin Pearson | 1523817 | 1 | 01/19/2001 | Customer Dispute | Denied | $9,222.50 | $0.00 | See FINRA Report |