Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Randolph Cheney | 872001 | 1 | 06/30/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| David Michael White | 2316760 | 6 | 04/03/2009 | Customer Dispute | Denied | $19,859.80 | $0.00 | See FINRA Report |
| David Michael White | 2316760 | 6 | 03/25/2009 | Customer Dispute | Denied | $9,459.00 | $0.00 | See FINRA Report |
| Bonnie Aldea Luternow | 4578330 | 1 | 01/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy John McCormack | 4338396 | 2 | 07/24/2007 | Customer Dispute | Denied | $16,067.00 | $0.00 | See FINRA Report |
| Dale John Driggs | 1926129 | 2 | 04/25/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Detloff | 2011474 | 2 | 06/16/2005 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 03/29/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Detloff | 2011474 | 2 | 03/07/2005 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Leo Herman Lange | 1909936 | 1 | 01/20/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |