Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empire Asset Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl John Basile | 2353319 | 5 | 12/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason A Muscari | 4241153 | 1 | 12/28/2010 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Robert Stephen Rosen | 404271 | 1 | 07/01/2010 | Customer Dispute | Settled | $361,500.00 | $0.00 | See FINRA Report |
| Carl John Basile | 2353319 | 5 | 06/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl John Basile | 2353319 | 5 | 11/06/2006 | Customer Dispute | Settled | $3,204.00 | $0.00 | See FINRA Report |
| Eugene Martin Singer | 1540416 | 7 | 10/29/2004 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Eugene Martin Singer | 1540416 | 7 | 06/20/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Eugene Martin Singer | 1540416 | 7 | 09/22/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Martin Singer | 1540416 | 7 | 11/15/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Eugene Martin Singer | 1540416 | 7 | 07/13/1999 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |