Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empire Asset Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Eugene Martin Singer | 1540416 | 7 | 06/20/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Eugene Martin Singer | 1540416 | 7 | 11/15/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Eugene Martin Singer | 1540416 | 7 | 07/13/1999 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Vadim Mostovoy | 2147364 | 2 | 07/02/1996 | Customer Dispute | Award / Judgment | $8,200.00 | $4,200.00 | See FINRA Report |