Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pinnacle Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Vincent Bianchini | 1581616 | 12 | 06/22/2001 | Customer Dispute | Denied | $5,208.00 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 06/21/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 05/25/2001 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 05/11/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Patrick Mody | 2487825 | 1 | 05/05/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Steven Beck | 2121454 | 5 | 03/22/2001 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Brian George Vanhouwe | 1209566 | 1 | 12/05/2000 | Customer Dispute | Settled | $13,489.40 | $0.00 | See FINRA Report |
| Robert Steven Beck | 2121454 | 5 | 06/22/1999 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| Raymond S Beck | 16205 | 1 | 02/01/1999 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 12/17/1998 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |