Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pinnacle Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Georgopoulos | 2800393 | 4 | 07/09/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 06/12/2002 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 05/28/2002 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 03/19/2002 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 03/18/2002 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 03/13/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 03/05/2002 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 02/25/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 01/23/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 11/21/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |