Our Staff has compiled our research into a database of FINRA Broker Disclosures for Shopoff Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Anthony Shopoff | 1273471 | 4 | 12/21/2021 | Customer Dispute | Pending | $180,000.00 | $0.00 | See FINRA Report |
| William Anthony Shopoff | 1273471 | 4 | 05/07/2019 | Customer Dispute | Settled | $40,000,000.00 | $0.00 | See FINRA Report |
| William Anthony Shopoff | 1273471 | 4 | 05/06/2019 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| William Anthony Shopoff | 1273471 | 4 | 12/27/2018 | Customer Dispute | Settled | $4,250,900.00 | $0.00 | See FINRA Report |
| Scott Martin Scherer | 4121851 | 3 | 11/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Martin Scherer | 4121851 | 3 | 03/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Martin Scherer | 4121851 | 3 | 07/20/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Harold von Peters | 2222306 | 1 | 12/29/1997 | Customer Dispute | Settled | $50,174.40 | $0.00 | See FINRA Report |