Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kory Andrew Holker | 6823404 | 1 | 06/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David M Tidwell | 2954047 | 3 | 02/08/2012 | Customer Dispute | Award / Judgment | $59,575.80 | $59,575.80 | See FINRA Report |
| David M Tidwell | 2954047 | 3 | 10/20/2008 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Randall Jason Taylor | 4680446 | 1 | 03/28/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David M Tidwell | 2954047 | 3 | 05/26/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |