Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert C Piton | 2434602 | 1 | 06/29/2020 | Customer Dispute | Denied | $194,411.00 | $0.00 | See FINRA Report |
| Michael Loren Walschot | 5962132 | 1 | 04/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Bruffee Furlong | 1280435 | 1 | 03/13/2003 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| John J Long | 2319091 | 1 | 11/26/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |