Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allen, Mooney & Barnes Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brewer Pope Bentley | 6057762 | 1 | 08/20/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Eric Davis | 4275024 | 3 | 07/08/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Eric Davis | 4275024 | 3 | 09/14/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Eric Davis | 4275024 | 3 | 05/16/2011 | Customer Dispute | Award / Judgment | $5,000,000.00 | $0.00 | See FINRA Report |
| Robby Lee Pitts | 2914843 | 1 | 03/10/2011 | Customer Dispute | Settled | $12,336.90 | $0.00 | See FINRA Report |
| Miron Herbert Allen | 1561147 | 1 | 01/11/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Gordon Mooney | 1557033 | 1 | 01/11/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |