Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Scott Arnold | 1568254 | 3 | 02/21/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Garland Brent Kizer | 4063668 | 1 | 01/22/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Michael Anderson | 1707316 | 1 | 04/23/2002 | Customer Dispute | Denied | $2,000.00 | $0.00 | See FINRA Report |
| Todd Hoyt Hicks | 1272847 | 3 | 01/22/2002 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Peter Jerome Mersberger | 2372186 | 4 | 10/19/2001 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Francis Albert Bautz | 3217237 | 2 | 07/13/2001 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
| Michael Flynn Ajango | 1273248 | 3 | 07/03/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |