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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffrey Walter Weiss2512519408/21/2017RegulatoryFinal$0.00$0.00See FINRA Report
Jeffrey Walter Weiss2512519406/23/1998Customer DisputeSettled$18,500.00$0.00See FINRA Report
Jeffrey Walter Weiss2512519408/12/1997Employment Separation After Allegations$0.00$0.00See FINRA Report
Jeffrey Walter Weiss2512519407/30/1997Customer DisputeSettled$10,000.00$0.00See FINRA Report

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