Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime Morales | 1872848 | 3 | 10/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christian Alarick Bryant | 6299731 | 4 | 09/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malik Robinson | 6673034 | 2 | 08/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Alan Lindsay | 6616460 | 1 | 06/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lynne Marie Celia | 5394136 | 1 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Steel | 1356961 | 1 | 09/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Dudley Gill | 2203974 | 1 | 08/19/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elliott Cobb | 6229027 | 1 | 03/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Michael Flowers | 5960531 | 1 | 01/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William D Angus | 4935758 | 2 | 01/09/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |