Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carla Jones | 5367415 | 7 | 09/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Jones | 5367415 | 7 | 08/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Jones | 5367415 | 7 | 08/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jillian Lou Russell | 5424557 | 2 | 07/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Jones | 5367415 | 7 | 01/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Allen Daum | 2778597 | 1 | 11/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jakob Ryan Sweeney | 5531671 | 1 | 07/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Timothy Bailey | 5320803 | 1 | 06/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lewis Jackson Grace | 5601363 | 2 | 01/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lewis Jackson Grace | 5601363 | 2 | 01/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |