Our Staff has compiled our research into a database of FINRA Broker Disclosures for Delaware Distributors, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Hedy Damico | 5034966 | 2 | 05/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Megan Anne Vonbergen | 4313874 | 1 | 04/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Hedy Damico | 5034966 | 2 | 10/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Angela Elise Butler | 2892032 | 1 | 08/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Zachary Khoi-Minh Pyers | 7638138 | 1 | 01/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Walter Jones | 4276029 | 1 | 01/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert John Hennessey | 2842241 | 1 | 09/10/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Bernard Edward Holst | 1751930 | 1 | 07/07/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |