Our Staff has compiled our research into a database of FINRA Broker Disclosures for Accessalpha Worldwide LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Kennard Hurley | 2193274 | 2 | 05/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Kennard Hurley | 2193274 | 2 | 09/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Willard Deere Velie | 1179937 | 3 | 01/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Willard Deere Velie | 1179937 | 3 | 12/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Rene Leclercq | 1384014 | 2 | 05/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Rene Leclercq | 1384014 | 2 | 05/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Willard Deere Velie | 1179937 | 3 | 12/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Douglas Lenart | 736107 | 1 | 03/30/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |