Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vision Financial Markets LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Karafa | 2927594 | 1 | 08/25/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Allen | 2364308 | 2 | 02/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Brian Diblasi | 4623652 | 1 | 03/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Allen | 2364308 | 2 | 08/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Howard Martin Rothman | 1098190 | 1 | 05/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Rodriguez | 4196041 | 1 | 08/13/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Harlan Kraft | 1383499 | 2 | 10/25/2000 | Customer Dispute | Denied | $12,801.00 | $0.00 | See FINRA Report |
| Geoffrey Harlan Kraft | 1383499 | 2 | 10/13/1998 | Customer Dispute | Settled | $38,276.00 | $0.00 | See FINRA Report |
| Alexei Kang Lee | 1245615 | 2 | 05/01/1997 | Customer Dispute | Award / Judgment | $639,856.00 | $639,856.00 | See FINRA Report |
| Alexei Kang Lee | 1245615 | 2 | 02/21/1996 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |