Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heath Jason Rainwater | 3131754 | 3 | 04/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heath Jason Rainwater | 3131754 | 3 | 04/28/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heath Jason Rainwater | 3131754 | 3 | 01/03/2002 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |