Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeff Roderick Mitchell | 2683640 | 4 | 12/09/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff Roderick Mitchell | 2683640 | 4 | 11/01/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeff Roderick Mitchell | 2683640 | 4 | 05/09/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeff Roderick Mitchell | 2683640 | 4 | 09/19/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |