Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Roth Mohoney | 5370134 | 1 | 05/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Freshour | 1564319 | 3 | 11/13/2000 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Michael John Markowski | 2671573 | 3 | 09/16/1997 | Customer Dispute | Closed-No Action | $61,514.00 | $0.00 | See FINRA Report |
| Christopher Markowski | 2556011 | 2 | 09/16/1997 | Customer Dispute | Closed-No Action | $61,514.00 | $0.00 | See FINRA Report |
| Michael John Markowski | 2671573 | 3 | 08/28/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael John Markowski | 2671573 | 3 | 03/12/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Markowski | 2556011 | 2 | 01/01/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert William Freshour | 1564319 | 3 | 03/04/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Freshour | 1564319 | 3 | 12/10/1991 | Civil | Final | $0.00 | $0.00 | See FINRA Report |