Our Staff has compiled our research into a database of FINRA Broker Disclosures for Revere Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Louis Pulver | 1022181 | 10 | 12/09/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Stephen Carey Hamilton | 2165516 | 9 | 05/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Eugene Egan | 818750 | 6 | 03/07/2011 | Customer Dispute | Award / Judgment | $500,000.00 | $253,885.00 | See FINRA Report |
James Louis Pulver | 1022181 | 10 | 07/18/2010 | Customer Dispute | Settled | $920,500.00 | $0.00 | See FINRA Report |
John Joseph Sexton | 419304 | 1 | 03/23/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
William Francis Moreno | 2801621 | 5 | 01/21/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Louis Pulver | 1022181 | 10 | 11/15/2007 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
William Francis Moreno | 2801621 | 5 | 04/22/2007 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
William Francis Moreno | 2801621 | 5 | 02/22/2007 | Customer Dispute | Settled | $920,791.00 | $0.00 | See FINRA Report |
Stephen Carey Hamilton | 2165516 | 9 | 12/17/2003 | Customer Dispute | Denied | $9,689.31 | $0.00 | See FINRA Report |