Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capitol Securities Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ian Greenblatt | 2276966 | 5 | 09/06/2005 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Ian Greenblatt | 2276966 | 5 | 09/06/2005 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Yevgeniy Shvets | 5159446 | 1 | 05/28/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Georgios Manou | 4240321 | 2 | 04/26/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Gerald Stein | 869186 | 6 | 02/11/2004 | Customer Dispute | Withdrawn | $130,000.00 | $0.00 | See FINRA Report |
| William Edward Richardson | 1359983 | 1 | 06/27/2003 | Customer Dispute | Closed-No Action | $57,000.00 | $0.00 | See FINRA Report |
| Claire E Soja | 2521634 | 1 | 04/08/2003 | Customer Dispute | Settled | $34,562.20 | $0.00 | See FINRA Report |
| Brett Stephen Briggs | 1226255 | 10 | 01/28/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brett Stephen Briggs | 1226255 | 10 | 09/27/2002 | Customer Dispute | Settled | $540,698.00 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 06/03/2002 | Customer Dispute | Settled | $106,948.00 | $0.00 | See FINRA Report |