Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capitol Securities Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Gerald Stein | 869186 | 6 | 02/25/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Anthony Dagostino | 3005174 | 2 | 01/04/2016 | Customer Dispute | Closed-No Action | $46,437.40 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 12/22/2015 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Patrick Anthony Dagostino | 3005174 | 2 | 01/22/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 12/19/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus D Gersbach | 2322061 | 1 | 12/12/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradford Miles Kimball | 1363609 | 1 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Jay Knobel | 272498 | 3 | 09/26/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Marc Papilsky | 1325236 | 2 | 01/14/2014 | Customer Dispute | Closed-No Action | $115,000.00 | $0.00 | See FINRA Report |
| Jerry Gayle Alley | 1571590 | 3 | 11/20/2013 | Customer Dispute | Settled | $485,000.00 | $0.00 | See FINRA Report |