Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capitol Securities Management, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Scott Rainey | 4634438 | 1 | 12/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Jay Scherwa | 2743773 | 2 | 09/24/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Greenblatt | 2276966 | 5 | 09/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Carter Knobel | 2565979 | 1 | 03/09/2018 | Customer Dispute | Settled | $40,366.00 | $0.00 | See FINRA Report |
| Timothy Jay Scherwa | 2743773 | 2 | 10/16/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ian Greenblatt | 2276966 | 5 | 08/21/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Richard Carmine Cioffi | 2638642 | 1 | 05/24/2017 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Louis Anthony Pepe | 2296683 | 2 | 02/07/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kent Eric Engelke | 1421164 | 3 | 12/21/2016 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| William Allen Hunter | 4558583 | 1 | 11/07/2016 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |