Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capitol Securities Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Augustine Dellastua | 1920118 | 2 | 09/08/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Judy Roland Drake | 1012673 | 2 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |