Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capitol Securities Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Joseph Grod | 5350362 | 1 | 08/22/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryce Weldon Smith | 427043 | 4 | 07/21/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Timothy Brosnan | 1926867 | 1 | 01/13/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Gerald Stein | 869186 | 6 | 06/09/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Augustine Dellastua | 1920118 | 2 | 09/08/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Judy Roland Drake | 1012673 | 2 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |