Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Javier Martin-Riva | 6706706 | 2 | 01/04/2024 | Customer Dispute | Pending | $20,000,000.00 | $0.00 | See FINRA Report |
| Hector Francisco Villaescusa | 4185707 | 1 | 01/04/2024 | Customer Dispute | Pending | $20,000,000.00 | $0.00 | See FINRA Report |
| Javier Martin-Riva | 6706706 | 2 | 02/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Guillermo Elorduy | 3142902 | 3 | 02/19/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gabriel Guillermo Elorduy | 3142902 | 3 | 01/16/2014 | Customer Dispute | Settled | $871,277.00 | $0.00 | See FINRA Report |
| Gabriel Guillermo Elorduy | 3142902 | 3 | 09/05/2013 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |