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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Robert Crawford11038291410/02/2003Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Robert Crawford11038291405/30/2003Customer DisputeSettled$175,772.00$0.00See FINRA Report
Mark Robert Crawford11038291405/20/2003Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Robert Crawford11038291403/03/2003Customer DisputeSettled$1,088,420.00$0.00See FINRA Report
Mark Robert Crawford11038291401/06/2003Customer DisputeSettled$350,000.00$0.00See FINRA Report
Mark Robert Crawford11038291410/21/2002Customer DisputeSettled$3,500,000.00$0.00See FINRA Report
Mark Robert Crawford11038291408/20/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Robert Crawford11038291406/17/2002Customer DisputeSettled$2,500,000.00$0.00See FINRA Report
Mark Robert Crawford11038291404/10/2002Customer DisputeSettled$99,677.00$0.00See FINRA Report
Mark Robert Crawford11038291404/10/2002Customer DisputeSettled$300,000.00$0.00See FINRA Report

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