Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Brian Hayes | 2515869 | 2 | 02/07/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Jerome Kurtz | 2118520 | 2 | 08/15/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |