Our Staff has compiled our research into a database of FINRA Broker Disclosures for Boustead Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Charles Russ Huffington | 844086 | 12 | 07/01/1992 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Charles Russ Huffington | 844086 | 12 | 08/30/1991 | Customer Dispute | Settled | $44,538.80 | $0.00 | See FINRA Report |
Peter Joseph Conley | 1905484 | 11 | 01/25/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert Bruce Spertell | 6415100 | 8 | 12/05/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |